Yeh, Ming Ming 葉明明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICAP Securities Hong Kong Limited | Rep | Dealing in securities | 2018-05-21 | 2018-09-30 | Rep | Dealing in securities | 2018-10-01 | 2019-05-31 |
| 2 | KGI ASIA LIMITED | Rep | Advising on securities | 2016-11-21 | 2017-10-02 | Rep | Dealing in securities | 2016-11-21 | 2017-10-02 | Rep | Advising on securities | 2017-10-03 | 2018-04-12 | Rep | Dealing in securities | 2017-10-03 | 2018-04-12 |
| 3 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Advising on securities | 2016-11-21 | 2017-10-02 | Rep | Dealing in securities | 2016-11-21 | 2017-10-02 |
| 4 | OKASAN INTERNATIONAL (ASIA) LIMITED | Rep | Dealing in securities | 2015-08-13 | 2016-08-27 |
| 5 | Solomon JFZ (Asia) Holdings Limited | Rep | Dealing in securities | 2020-01-16 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy