Li, Nga Yan (SFC:BGB018) 李雅茵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED | Rep | Dealing in securities | 2018-12-13 | 2020-09-14 | Rep | Advising on corporate finance | 2019-01-14 | 2020-09-14 |
| 2 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2020-11-03 | 2021-03-25 | Rep | Dealing in securities | 2020-11-03 | 2021-03-25 |
| 3 | Quam Securities Limited | Rep | Advising on corporate finance | 2015-08-18 | 2018-05-19 | Rep | Dealing in securities | 2015-08-18 | 2018-05-19 |
| 4 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2018-08-08 | 2018-11-11 |
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