Lau, Siu Lun (SFC:BGB187) 劉兆倫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Asia Cornerstone Asset Management Company Limited | Rep | Asset management | 2018-05-07 | 2018-10-19 |
2 | Changjiang Asset Management (HK) Limited | Rep | Asset management | 2019-01-17 | 2019-06-30 |
3 | Changjiang Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2019-02-08 | 2019-06-30 |
4 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2015-08-21 | 2017-01-27 |
5 | Grand Cartel Securities Company Limited | Rep | Dealing in securities | 2017-03-06 | 2018-02-28 |
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