San, Nelson Chung Tat 辛仲墶
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2020-10-19 | 2022-09-23 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-09-21 | 2020-09-22 |
| 3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2023-10-24 | 2024-02-06 | Rep | Dealing in futures contracts | 2023-10-24 | 2024-02-06 | Rep | Dealing in securities | 2023-10-24 | 2024-02-06 |
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