Cheng, Yee Man (SFC:BGG143) 鄭綺雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2018-06-01 | 2021-05-27 | Rep | Dealing in securities | 2018-06-01 | 2021-05-27 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2021-08-13 | Rep | Dealing in securities | 2021-08-13 | Rep | Automated trading services | 2021-09-30 |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2015-09-21 | 2018-03-09 | Rep | Advising on securities | 2015-09-21 | 2018-03-09 | Rep | Dealing in futures contracts | 2015-09-21 | 2018-03-09 | Rep | Dealing in securities | 2015-09-21 | 2018-03-09 |
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