Chan, Zhen Wei 陳振維
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2018-08-22 | 2019-11-05 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2018-08-22 | 2019-11-05 | Rep | Dealing in securities | 2018-08-22 | 2019-11-05 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2015-09-30 | 2017-04-01 | Rep | Dealing in securities | 2015-09-30 | 2017-04-01 | Rep | Advising on corporate finance | 2016-09-05 | 2017-04-01 |
| 4 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2020-06-05 | 2022-11-09 | Rep | Dealing in securities | 2020-06-05 | 2022-11-09 |
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