To, Pui Yan Jessica 杜珮茵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2022-04-01 | 2023-11-03 | Rep | Dealing in futures contracts | 2022-04-01 | 2023-11-03 | Rep | Dealing in securities | 2022-04-01 | 2023-11-03 |
| 2 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2024-03-11 | Rep | Dealing in securities | 2024-03-11 | Rep | Asset management | 2024-04-29 |
| 3 | PLATINUM BROKING COMPANY LIMITED | Rep | Dealing in securities | 2015-10-14 | 2016-03-08 |
| 4 | PO SANG SECURITIES LIMITED | Rep | Dealing in securities | 2017-08-01 | 2019-06-24 | Rep | Dealing in futures contracts | 2017-10-10 | 2019-06-24 |
| 5 | Templewater Hong Kong Limited | Rep | Dealing in securities | 2016-03-18 | 2017-07-21 |
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