Lau, Ka Yu (SFC:BGL391) 劉嘉裕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Changjiang Futures (HK) Limited | Rep | Dealing in futures contracts | 2015-11-02 | 2017-01-29 |
| 2 | Changjiang Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2015-11-02 | 2017-01-29 |
| 3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2020-09-09 | 2021-01-22 |
| 4 | CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-02-13 | 2020-08-07 |
| 5 | CMB International Securities Limited | Rep | Dealing in securities | 2017-02-13 | 2020-08-07 | Rep | Advising on securities | 2017-10-16 | 2020-08-07 |
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