To, Kung Him 陶公謙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2020-08-14 | 2021-09-25 |
| 2 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2020-08-14 | 2021-09-25 |
| 3 | Minmetals Financial Services Limited | Rep | Dealing in futures contracts | 2021-12-17 | Rep | Advising on futures contracts | 2022-08-24 |
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