Lu, Yifan (1976-11) 魯一凡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2020-08-18 | |
2 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-11-11 | 2018-02-02 | Rep | Dealing in securities | 2015-11-11 | 2018-02-02 |
3 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2017-05-31 | 2018-02-02 |
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