Chan, Kwong Hoi 陳廣海
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FORTHRIGHT SECURITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2021-03-16 | 2023-08-24 | Rep | Dealing in securities | 2021-03-16 | 2023-08-24 | Rep | Advising on futures contracts | 2021-04-08 | 2023-08-24 | Rep | Advising on securities | 2021-04-08 | 2023-08-24 |
| 2 | FOUNDER FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-07-07 | 2017-09-17 |
| 3 | FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-12-07 | 2017-09-17 |
| 4 | Golden Hen Securities and Futures Limited | Rep | Dealing in futures contracts | 2017-09-29 | 2019-06-30 | Rep | Dealing in securities | 2017-09-29 | 2019-06-30 |
| 5 | Goldhorse Securities Limited | Rep | Advising on securities | 2023-09-29 | Rep | Dealing in securities | 2023-09-29 |
| 6 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-08-14 | 2021-01-13 |
| 7 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2019-08-14 | 2021-01-13 |
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