Ooi, Soon Yi Brian 黃順豫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Oppenheimer Investments Asia Limited | Rep | Advising on corporate finance | 2015-12-21 | 2016-12-31 | Rep | Dealing in securities | 2015-12-21 | 2016-12-31 |
| 2 | ORIENTAL PATRON ASIA LIMITED | Rep | Advising on corporate finance | 2019-04-01 | 2023-03-31 | Rep | Dealing in securities | 2019-04-01 | 2023-03-31 |
| 3 | SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-03-27 | 2019-01-16 |
| 4 | SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2017-03-27 | 2019-01-16 |
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