Tam, Wai Lun (SFC:BEI396) 譚偉倫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Dealing in securities | 2016-01-18 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2023-06-02 | RO | Dealing in securities | 2023-06-02 |
| 2 | KGI Asset Management Limited | Rep | Asset management | 2018-08-21 | |
| 3 | KGI CAPITAL ASIA LIMITED | Rep | Advising on securities | 2024-01-02 | Rep | Dealing in securities | 2024-01-02 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-01-18 | 2023-06-02 | RO | Dealing in futures contracts | 2023-06-02 |
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