Lee, Kenneth (SFC:BGW789)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Leonteq Securities (Hong Kong) Limited | Rep | Advising on securities | 2016-02-04 | 2016-07-26 | Rep | Dealing in securities | 2016-02-04 | 2016-07-26 |
| 2 | Wells Fargo Securities Asia Limited | Rep | Advising on securities | 2022-04-01 | Rep | Dealing in securities | 2022-04-01 |
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