Lau, Sze Ki 劉詩琪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Advising on securities | 2016-03-10 | 2017-11-11 |
| 2 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2018-01-15 |
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