Lui, Kwok Wai 呂國威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL CAPITAL (HK) LIMITED | Rep | Advising on corporate finance | 2016-08-02 | 2016-09-23 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2016-03-24 | 2016-09-23 | Rep | Advising on securities | 2016-08-02 | 2016-09-23 |
| 3 | Mason Securities Limited | Rep | Advising on securities | 2016-10-12 | 2020-07-30 | Rep | Dealing in securities | 2016-10-12 | 2020-07-30 | Rep | Asset management | 2017-05-10 | 2020-07-30 | Rep | Advising on corporate finance | 2017-09-01 | 2018-06-22 |
| 4 | OCI Asset Management Company Limited | RO | Advising on securities | 2021-01-14 | RO | Asset management | 2021-01-14 | RO | Dealing in securities | 2021-07-28 |
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