Liu, Tak Ho 劉德豪

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CHIEF COMMODITIES LIMITED Rep Dealing in futures contracts 2017-12-01 2018-05-26
2 CHIEF SECURITIES LIMITED Rep Dealing in securities 2016-04-06 2018-05-26
Rep Advising on securities 2016-11-22 2018-05-26
3 DBS VICKERS (HONG KONG) LIMITED Rep Dealing in securities 2018-06-29 2018-09-16

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