Chen, Shen (SFC:BQM328) 陳深
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMBC SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2023-10-30 | Rep | Dealing in securities | 2023-10-30 |
| 2 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Advising on securities | 2022-10-24 | 2023-08-06 | Rep | Dealing in securities | 2022-11-08 | 2023-08-06 |
| 3 | Swiss China Capital Limited | Rep | Advising on securities | 2020-12-30 | 2022-10-02 |
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