Yuen, Ching Yiu (SFC:BHQ072) 阮靜瑤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Alex KY Wong Asset Management Company Limited | Rep | Advising on securities | 2022-03-30 | 2023-11-01 | Rep | Asset management | 2022-03-30 | 2023-11-01 |
| 2 | AMPLE CAPITAL LIMITED | Rep | Advising on securities | 2020-07-27 | 2022-03-28 | Rep | Asset management | 2020-09-03 | 2022-03-28 |
| 3 | Mason Futures Limited (HK) | Rep | Advising on futures contracts | 2018-05-16 | 2020-07-14 | Rep | Dealing in futures contracts | 2018-05-16 | 2020-07-14 |
| 4 | Mason Securities Limited | Rep | Advising on securities | 2018-05-16 | 2020-07-14 | Rep | Dealing in securities | 2018-05-16 | 2020-07-14 |
| 5 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on corporate finance | 2016-06-16 | 2018-05-09 | Rep | Dealing in securities | 2016-06-16 | 2018-05-09 |
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