Han, Xuan (SFC:BHQ227) 韓玄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CENTRAL WEALTH ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2018-04-10 | 2018-08-14 | Rep | Asset management | 2018-05-07 | 2018-08-14 |
| 2 | CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | Rep | Advising on securities | 2017-09-28 | 2018-03-23 | Rep | Dealing in securities | 2017-09-28 | 2018-03-23 |
| 3 | CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | Asset management | 2017-05-10 | 2017-09-15 |
| 4 | CMBC SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2017-03-01 | 2017-09-15 | Rep | Dealing in securities | 2017-03-01 | 2017-09-15 |
| 5 | Zhongrong International Securities Company Limited | Rep | Advising on securities | 2016-06-21 | 2016-08-23 | Rep | Dealing in securities | 2016-06-21 | 2016-08-23 |
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