Yip, To Hang 葉韜恆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Capstone Capital Management Limited | Rep | Asset management | 2023-11-23 | 2024-02-26 |
| 2 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2018-01-18 | 2018-03-29 |
| 3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2018-01-18 | 2018-03-29 |
| 4 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Asset management | 2022-05-23 | 2022-10-10 | Rep | Advising on securities | 2022-05-23 | 2023-02-08 | Rep | Dealing in securities | 2022-05-23 | 2023-02-08 | RO | Asset management | 2022-10-10 | 2023-02-08 |
| 5 | High Nine Asset Management Limited | Rep | Asset management | 2018-06-05 | 2022-04-06 |
| 6 | LUK FOOK FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2016-09-07 | 2018-01-02 |
| 7 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2016-07-06 | 2018-01-02 |
| 8 | NOAH HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2023-05-02 | 2023-06-04 | Rep | Dealing in securities | 2023-05-02 | 2023-06-04 |
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