Xie, Jiaoyue 謝姣岳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2016-07-15 | 2016-07-22 | Rep | Dealing in securities | 2016-07-15 | 2016-07-22 | Rep | Advising on securities | 2016-12-19 | 2016-12-23 | Rep | Dealing in securities | 2016-12-19 | 2016-12-23 | Rep | Advising on securities | 2017-07-18 | 2017-07-20 | Rep | Dealing in securities | 2017-07-18 | 2017-07-20 | Rep | Advising on securities | 2017-10-09 | 2017-10-13 | Rep | Dealing in securities | 2017-10-09 | 2017-10-13 | Rep | Advising on securities | 2017-11-21 | 2017-11-24 | Rep | Dealing in securities | 2017-11-21 | 2017-11-24 | Rep | Advising on securities | 2018-05-31 | 2018-06-06 | Rep | Dealing in securities | 2018-05-31 | 2018-06-06 | Rep | Advising on securities | 2018-11-05 | 2018-11-09 | Rep | Dealing in securities | 2018-11-05 | 2018-11-09 | Rep | Advising on securities | 2018-11-23 | 2018-11-30 | Rep | Dealing in securities | 2018-11-23 | 2018-11-30 | Rep | Advising on securities | 2019-01-11 | 2019-01-18 | Rep | Dealing in securities | 2019-01-11 | 2019-01-18 | Rep | Advising on securities | 2019-02-08 | 2019-02-22 | Rep | Dealing in securities | 2019-02-08 | 2019-02-22 | Rep | Advising on securities | 2019-03-04 | 2019-03-20 | Rep | Dealing in securities | 2019-03-04 | 2019-03-20 | Rep | Advising on securities | 2019-08-15 | 2019-08-23 | Rep | Dealing in securities | 2019-08-15 | 2019-08-23 |
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