Li, Siying (SFC:BHU352) 李思瑩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Automated trading services | 2023-02-10 | |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2019-08-15 | 2022-11-11 |
| 3 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2023-02-10 | |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2016-07-18 | 2016-10-15 |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2018-05-07 | 2018-05-25 |
| 6 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2018-05-28 | 2018-06-02 |
| 7 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2018-08-06 | 2022-11-11 |
| 8 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2023-02-10 | |
| 9 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2023-02-10 |
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