Cao, Lei (SFC:BHX612) 曹磊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2016-08-02 | 2016-10-10 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 2016-10-11 | 2022-02-18 | Merrill Lynch Far East Limited | Rep | 2023-02-10 | 2023-02-17 | Merrill Lynch Far East Limited | Rep | 2024-01-29 | 2024-02-02 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2016-08-02 | 2022-02-18 | Merrill Lynch (Asia Pacific) Limited | Rep | 2023-02-10 | 2023-02-17 | Merrill Lynch Far East Limited | Rep | 2023-02-10 | 2023-02-17 | Merrill Lynch (Asia Pacific) Limited | Rep | 2024-01-29 | 2024-02-02 | Merrill Lynch Far East Limited | Rep | 2024-01-29 | 2024-02-02 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy