Xue, Yang (SFC:BHX996) 薛陽
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-02-27 | 2018-06-22 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-08-12 | 2017-02-27 | Rep | Advising on securities | 2016-08-12 | 2018-06-22 | Rep | Dealing in securities | 2016-08-12 | 2018-06-22 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2018-07-18 | 2020-08-01 | Rep | Dealing in securities | 2018-07-18 | 2020-08-01 |
| 4 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2018-07-18 | 2020-08-01 |
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