Zhuang, Yiyang 庄亦洋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2018-06-27 | 2021-05-26 | Rep | Advising on securities | 2018-07-05 | 2021-05-26 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2018-06-27 | 2021-05-26 | Rep | Advising on securities | 2018-07-05 | 2021-05-26 |
| 3 | orientiert XYZ Securities Limited | Rep | Advising on securities | 2016-09-08 | 2017-03-17 | Rep | Dealing in securities | 2016-09-08 | 2017-03-17 | Rep | Advising on corporate finance | 2016-11-07 | 2017-03-17 |
| 4 | SPDB International Capital Limited | Rep | Advising on corporate finance | 2017-05-26 | 2018-05-31 | Rep | Dealing in securities | 2017-05-26 | 2018-05-31 |
| 5 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2021-06-18 |
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