Lee, So Ching 李素楨
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2017-11-02 | 2018-01-31 |
| 2 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-10-05 | 2018-12-31 |
| 3 | FORMAX SECURITIES LIMITED | Rep | Dealing in securities | 2016-09-08 | 2017-11-01 |
| 4 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2018-03-15 | 2018-07-20 |
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