Li, Xiaomin (SFC:BIE107) 李笑旻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2016-09-09 | 2018-03-20 |
| 2 | Fosun International Securities Limited | Rep | Advising on corporate finance | 2018-05-25 | 2019-05-09 |
| 3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2019-06-19 | 2021-06-30 | Rep | Advising on securities | 2019-06-19 | 2021-06-30 | Rep | Dealing in securities | 2019-06-19 | 2021-06-30 |
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