Yao, Xinjian 姚欣健

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CITIC Securities (Hong Kong) Limited Rep Advising on corporate finance 2018-05-21
Rep Advising on securities 2018-05-21
2 CLSA LIMITED Rep Dealing in securities 2018-05-11
Rep Advising on securities 2018-05-21 2021-07-22
3 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Dealing in securities 2016-10-11 2018-04-26

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