Li, Po Ching 李寶程
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Arta Global Markets Limited | Rep | Dealing in securities | 2017-05-15 | 2017-10-18 |
| 2 | GEO Securities Limited | Rep | Dealing in securities | 2019-03-25 | 2019-07-17 | Rep | Advising on securities | 2019-04-08 | 2019-07-17 | Rep | Asset management | 2019-04-08 | 2019-07-17 |
| 3 | Rifa Securities Limited | Rep | Dealing in securities | 2016-11-02 | 2017-05-04 |
| 4 | SILVERBRICKS ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2019-07-30 | 2021-11-16 | Rep | Asset management | 2019-07-30 | 2021-11-16 |
| 5 | SILVERBRICKS SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2019-07-30 | 2021-11-16 |
| 6 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2017-11-15 | 2018-12-01 |
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