Tsui, Ho Yin (SFC:BIN084) 徐浩賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2021-12-10 | Rep | Dealing in securities | 2021-12-10 |
| 2 | orientiert XYZ Securities Limited | Rep | Advising on securities | 2016-12-05 | 2017-09-15 | Rep | Asset management | 2016-12-05 | 2017-09-15 | Rep | Dealing in securities | 2016-12-05 | 2017-09-15 |
| 3 | SITCOAM (Hong Kong) Holdings Limited | Rep | Advising on securities | 2017-10-03 | 2020-02-17 | Rep | Asset management | 2017-10-03 | 2020-02-17 |
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