Zhu, Xingzhu 朱星竺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2022-07-11 | 2022-08-01 | Rep | Dealing in securities | 2022-07-11 | 2022-08-01 |
| 2 | CITIC Securities International Global Markets Limited | Rep | Dealing in futures contracts | 2021-05-07 | 2022-06-24 | Rep | Dealing in securities | 2021-05-07 | 2022-06-24 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2022-09-26 | |
| 4 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2022-09-26 |
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