Lau, Kam Tim 劉錦添
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CN First Investment Management Limited | RO | Asset management | 2019-01-23 | 2022-09-30 |
| 2 | KGI ASIA LIMITED | Rep | Advising on securities | 2016-12-19 | 2017-03-23 | Rep | Dealing in securities | 2016-12-19 | 2017-03-23 | RO | Advising on securities | 2017-03-23 | 2017-10-02 | RO | Dealing in securities | 2017-03-23 | 2017-10-02 | RO | Advising on securities | 2017-10-03 | 2017-11-17 | RO | Dealing in securities | 2017-10-03 | 2017-11-17 |
| 3 | KGI Asset Management Limited | Rep | Asset management | 2016-12-19 | 2017-11-17 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-12-19 | 2017-11-17 |
| 5 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-12-19 | 2017-03-23 | RO | Advising on securities | 2017-03-23 | 2017-10-02 | RO | Dealing in securities | 2017-03-23 | 2017-10-02 |
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