Shum, Elton Chi Ho 沈智豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Manulife General Account Investments (HK) Limited | RO | Advising on securities | 2017-11-02 | RO | Dealing in futures contracts | 2017-11-02 | RO | Dealing in securities | 2017-11-02 | Rep | Asset management | 2018-02-01 | 2019-10-16 | RO | Asset management | 2019-10-16 |
| 2 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2017-01-09 | 2017-04-13 | Rep | Dealing in futures contracts | 2017-01-09 | 2017-04-13 | Rep | Dealing in securities | 2017-01-09 | 2017-04-13 | Rep | Advising on futures contracts | 2017-01-09 | 2019-10-30 | Rep | Asset management | 2017-01-09 | 2019-10-30 | RO | Advising on securities | 2017-04-13 | 2019-10-30 | RO | Dealing in futures contracts | 2017-04-13 | 2019-10-30 | RO | Dealing in securities | 2017-04-13 | 2019-10-30 |
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