Chan, Wing Sze (SFC:BIZ710) 陳穎思
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2021-07-20 | 2023-03-03 | Rep | Dealing in futures contracts | 2021-07-20 | 2023-03-03 | Rep | Dealing in securities | 2021-07-20 | 2023-03-03 |
| 2 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2020-09-11 | 2021-05-28 |
| 3 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2020-09-11 | 2021-05-28 |
| 4 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2020-09-11 | 2021-05-28 | Rep | Dealing in securities | 2020-09-11 | 2021-05-28 |
| 5 | iFAST Financial (HK) Limited | Rep | Advising on securities | 2017-02-28 | 2018-05-21 | Rep | Dealing in securities | 2017-02-28 | 2018-05-21 |
| 6 | iFAST Global Markets (HK) Limited | Rep | Advising on securities | 2017-12-18 | 2018-05-21 | Rep | Dealing in securities | 2017-12-18 | 2018-05-21 |
| 7 | iFAST Securities (HK) Limited | Rep | Dealing in securities | 2017-12-18 | 2018-05-21 |
| 8 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2018-11-23 | 2019-08-15 | Rep | Dealing in securities | 2018-11-23 | 2019-08-15 |
| 9 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-04-25 | 2019-08-15 |
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