Cai, Min (SFC:BJD809) 蔡閩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI RESEARCH LIMITED | Rep | Advising on securities | 2017-09-29 | 2018-12-14 |
| 2 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2017-03-06 | 2017-09-29 | Rep | Dealing in securities | 2017-03-06 | 2017-09-29 |
| 3 | BOCOM International Asset Management Limited | Rep | Advising on securities | 2019-01-21 | 2022-09-02 | Rep | Asset management | 2019-02-18 | 2022-09-02 | Rep | Dealing in securities | 2019-02-18 | 2022-09-02 |
| 4 | GF International Investment Management Limited | Rep | Advising on securities | 2022-10-21 | 2023-03-27 | Rep | Asset management | 2022-10-21 | 2023-03-27 | Rep | Dealing in securities | 2022-10-21 | 2023-03-27 |
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