Tsui, Sing Yam 徐星任
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2021-08-12 | 2023-05-08 | Rep | Advising on securities | 2021-08-12 | 2023-05-08 | Rep | Asset management | 2021-08-12 | 2023-05-08 | Rep | Dealing in securities | 2021-08-12 | 2023-05-08 |
| 2 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2023-05-23 | 2023-08-28 | Rep | Asset management | 2023-05-23 | 2023-08-28 | Rep | Dealing in securities | 2023-05-23 | 2023-08-28 |
| 3 | Northern Trust Company of Hong Kong Limited (The) | Rep | Advising on securities | 2023-09-28 | Rep | Asset management | 2023-09-28 | Rep | Dealing in securities | 2023-09-28 |
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