Shimizu, Yasunori (SFC:BJF243)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2017-03-10 | 2017-03-18 | Rep | Dealing in securities | 2017-03-10 | 2017-03-18 | Rep | Dealing in futures contracts | 2017-09-07 | 2019-04-06 | Rep | Dealing in securities | 2017-09-07 | 2019-04-06 | Rep | Dealing in securities | 2022-12-12 | 2022-12-16 | Rep | Dealing in securities | 2023-12-01 | 2023-12-13 |
| 2 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2017-03-10 | 2017-03-18 | Rep | Dealing in securities | 2017-03-10 | 2017-03-18 | Rep | Dealing in futures contracts | 2017-09-07 | 2019-04-06 | Rep | Dealing in securities | 2017-09-07 | 2019-04-06 | Rep | Dealing in securities | 2022-12-12 | 2022-12-16 | Rep | Dealing in securities | 2023-12-01 | 2023-12-13 |
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