Lu, Cindy Xingyi
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Chengtong (Hong Kong) Asset Management Company Limited | Rep | Advising on securities | 2021-12-28 | 2022-11-17 | Rep | Asset management | 2021-12-28 | 2022-11-17 | Rep | Dealing in securities | 2021-12-28 | 2022-11-17 |
| 2 | Oppenheimer Investments Asia Limited | Rep | Advising on securities | 2023-01-13 | Rep | Dealing in securities | 2023-01-13 |
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