Duhamel, Vincent 杜漢文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2005-08-24 | 2005-09-23 | Rep | Dealing in securities | 2005-08-24 | 2005-09-23 | RO | Asset management | 2005-09-23 | 2008-06-25 | RO | Dealing in securities | 2005-09-23 | 2008-06-25 |
| 2 | LOMBARD ODIER (HONG KONG) LIMITED | Rep | Advising on securities | 2011-04-04 | 2011-04-18 | Rep | Asset management | 2011-04-04 | 2011-04-18 | Rep | Dealing in securities | 2011-04-04 | 2011-04-18 | RO | Advising on securities | 2011-04-18 | 2017-11-10 | RO | Asset management | 2011-04-18 | 2017-11-10 | RO | Dealing in securities | 2011-04-18 | 2017-11-10 |
| 3 | SAIL ADVISORS LIMITED | RO | Advising on securities | 2008-11-11 | 2010-11-04 | RO | Asset management | 2008-11-11 | 2010-11-04 |
| 4 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | RO | Advising on corporate finance | 2004-12-20 | RO | Advising on futures contracts | 2005-08-23 | RO | Advising on securities | 2005-08-23 | RO | Asset management | 2005-08-23 | RO | Dealing in securities | 2005-08-23 | RO | Advising on corporate finance | 2005-05-12 | 2005-08-23 |
| 5 | STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED | RO | Advising on corporate finance | 2005-06-20 | 2005-08-23 | RO | Advising on securities | 2005-06-20 | 2005-08-23 | RO | Asset management | 2005-06-20 | 2005-08-23 |
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