Ngai, Michael Ming Tak 魏明德
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | RED CAPITAL GROUP LIMITED | RO | Advising on corporate finance | 2014-09-03 | 2016-06-30 | RO | Advising on securities | 2014-09-03 | 2016-06-30 |
| 2 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-10-06 | Rep | Advising on securities | 2004-10-06 | Rep | Asset management | 2004-10-06 | Rep | Dealing in securities | 2004-10-06 | RO | Advising on corporate finance | 2004-10-06 | 2006-04-17 | RO | Advising on securities | 2004-10-06 | 2006-04-17 | RO | Dealing in securities | 2004-10-06 | 2006-04-17 |
| 3 | UBS SECURITIES HONG KONG LIMITED | RO | Advising on corporate finance | 2012-06-07 | 2013-11-30 |
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