Tay, Keng Puang 鄭慶藩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | OppenheimerFunds International Distributor Limited | RO | Advising on securities | 2003-12-15 | 2009-06-30 | RO | Dealing in securities | 2003-12-15 | 2009-06-30 |
| 2 | PROTECTIVE CAPITAL (INTERNATIONAL) LIMITED | Rep | Advising on corporate finance | 2004-01-08 | 2005-08-15 | Rep | Asset management | 2004-01-08 | 2005-08-15 | Rep | Advising on securities | 2004-01-08 | 2007-12-31 |
| 3 | YF Life Insurance International Limited | Rep | Advising on corporate finance | 2004-01-07 | Rep | Advising on securities | 2004-01-07 | Rep | Asset management | 2004-01-07 |
| 4 | YF Life Investors Limited | RO | Advising on securities | 2004-08-30 | 2012-03-31 | RO | Dealing in securities | 2006-04-07 | 2012-03-31 |
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