Ng, Eric Ka Wai 吳家煒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CIS SECURITIES ASSET MANAGEMENT LIMITED | RO | Asset management | 2013-01-11 | 2014-02-10 |
| 2 | Jupiter Asset Management (Asia Pacific) Limited | Rep | Advising on securities | 2003-10-21 | 2005-10-10 | Rep | Dealing in securities | 2003-10-21 | 2005-10-10 |
| 3 | Manulife Investment Management (Hong Kong) Limited | RO | Advising on corporate finance | 2003-05-02 | RO | Advising on securities | 2003-05-02 | RO | Asset management | 2003-05-02 | RO | Dealing in securities | 2003-05-02 |
| 4 | OnePlatform Asset Management Limited | RO | Advising on securities | 2005-12-14 | 2019-01-15 | RO | Dealing in securities | 2007-07-04 | 2019-01-15 | RO | Asset management | 2009-08-06 | 2019-01-15 | Rep | Advising on securities | 2019-01-15 | 2020-04-22 | Rep | Asset management | 2019-01-15 | 2020-04-22 | Rep | Dealing in securities | 2019-01-15 | 2020-04-22 |
| 5 | OnePlatform Securities Limited | Rep | Dealing in securities | 2016-04-13 | 2019-05-02 | RO | Advising on securities | 2016-07-28 | 2019-05-02 |
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