Shum, Patrick Wai Cheong 岑偉昌

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED RO Advising on corporate finance 2003-12-05
2 INVESCO HONG KONG LIMITED Rep Advising on futures contracts 2006-09-14 2007-03-27
INVESCO HONG KONG LIMITED RO 2007-03-27 2007-07-23
GOLDMAN SACHS (ASIA) L.L.C. Rep 2007-07-31 2007-10-10
GOLDMAN SACHS (ASIA) L.L.C. RO 2007-10-10 2011-01-29
3 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED RO Advising on securities 2004-11-01
INVESCO HONG KONG LIMITED Rep 2006-09-14 2007-03-27
INVESCO HONG KONG LIMITED RO 2007-03-27 2007-07-23
GOLDMAN SACHS (ASIA) L.L.C. Rep 2007-07-31 2007-10-10
GOLDMAN SACHS (ASIA) L.L.C. RO 2007-10-10 2011-01-29
MAP CAPITAL LIMITED (HK) RO 2014-10-06 2015-03-31
4 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED RO Asset management 2004-11-01
INVESCO HONG KONG LIMITED Rep 2004-11-05 2007-03-27
INVESCO HONG KONG LIMITED RO 2007-03-27 2007-07-23
GOLDMAN SACHS (ASIA) L.L.C. Rep 2007-07-31 2007-10-10
GOLDMAN SACHS (ASIA) L.L.C. RO 2007-10-10 2011-01-29
MAP CAPITAL LIMITED (HK) RO 2014-10-06 2015-03-31
5 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED RO Dealing in securities 2004-11-01
INVESCO ASSET MANAGEMENT ASIA LIMITED Rep 2004-11-05 2007-03-27
INVESCO HONG KONG LIMITED Rep 2004-11-05 2007-03-27
INVESCO ASSET MANAGEMENT ASIA LIMITED RO 2007-03-27 2007-07-23
INVESCO HONG KONG LIMITED RO 2007-03-27 2007-07-23
GOLDMAN SACHS (ASIA) L.L.C. Rep 2007-07-31 2007-10-10
GOLDMAN SACHS (ASIA) L.L.C. RO 2007-10-10 2011-01-29

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