Pallister, Katherine Claire
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bucephalus Capital Management Advisors Limited | Rep | Asset management | 2009-01-20 | 2009-02-17 | RO | Asset management | 2009-02-17 | 2009-09-04 |
| 2 | OCP Asia (Hong Kong) Limited | Rep | Advising on futures contracts | 2007-06-25 | 2008-12-16 | Rep | Advising on securities | 2007-06-25 | 2008-12-16 | Rep | Asset management | 2007-06-25 | 2008-12-16 |
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