Chan, Pui Ming (SFC:ADN295) 陳佩明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HAITONG INTERNATIONAL CAPITAL LIMITED | RO | Advising on corporate finance | 2008-06-12 | |
2 | HALCYON CAPITAL LIMITED (HK) | Rep | Advising on corporate finance | 2013-05-24 | 2013-07-17 | RO | Advising on corporate finance | 2013-07-17 |
3 | HALCYON SECURITIES LIMITED | Rep | Dealing in securities | 2013-05-24 | |
4 | Optima Capital Limited | Rep | Advising on corporate finance | 2008-07-03 | 2008-09-01 | Rep | Advising on securities | 2008-08-25 | 2013-03-28 | Rep | Dealing in securities | 2008-08-25 | 2013-03-28 | RO | Advising on corporate finance | 2008-09-01 | 2013-03-28 |
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