Chang, Ludwig
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-09-11 | 2008-04-29 | RO | Advising on corporate finance | 2008-04-29 | 2008-10-29 | Rep | Advising on corporate finance | 2008-10-29 | 2009-03-09 | RO | Advising on corporate finance | 2009-03-09 | 2011-07-01 | Rep | Dealing in securities | 2010-10-19 | 2011-07-01 |
| 2 | CNI GLOBAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-02-02 | 2006-04-01 |
| 3 | Dongxing Securities (Hong Kong) Company Limited | RO | Advising on corporate finance | 2013-12-23 | 2016-02-14 | RO | Dealing in securities | 2014-10-07 | 2015-04-07 |
| 4 | Optima Capital Limited | Rep | Advising on corporate finance | 2003-08-18 | 2004-05-07 |
| 5 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on corporate finance | 2006-07-10 | 2007-07-31 |
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