Yeh, Wei Kuo 葉為國
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CATHAY SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2015-06-08 | 2015-09-25 | RO | Dealing in securities | 2015-06-08 | 2015-09-25 |
| 2 | CLC SECURITIES LIMITED | RO | Dealing in securities | 2013-04-17 | 2014-08-14 | RO | Advising on securities | 2013-08-29 | 2014-08-14 |
| 3 | IBTS ASIA (HK) LIMITED | RO | Advising on securities | 2015-10-09 | 2017-03-31 | RO | Dealing in securities | 2015-10-09 | 2017-03-31 |
| 4 | Kirin Asset Management Limited | RO | Advising on securities | 2010-06-11 | 2013-03-05 |
| 5 | Leading Securities Company Limited | Rep | Advising on securities | 2017-04-21 | 2017-06-13 | Rep | Dealing in securities | 2017-04-21 | 2017-06-13 | RO | Advising on securities | 2017-06-13 | 2019-05-17 | RO | Dealing in securities | 2017-06-13 | 2019-05-17 |
| 6 | PREFERRED INVESTMENT ADVISORS (H.K) LIMITED | Rep | Dealing in securities | 2014-09-18 | 2015-04-30 |
| 7 | TIS SECURITIES (HK) LIMITED | RO | Advising on securities | 2005-03-15 | 2008-10-31 | RO | Dealing in securities | 2005-03-15 | 2008-10-31 | RO | Dealing in futures contracts | 2006-05-16 | 2006-11-16 |
| 8 | Waterland Securities (HK) Company Limited | RO | Advising on securities | 2009-02-20 | 2010-05-03 | RO | Dealing in securities | 2009-02-20 | 2010-05-03 |
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