Lin, Ko Ming 林克銘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | RO | Advising on corporate finance | 2004-11-08 | RO | Advising on securities | 2004-11-08 | RO | Asset management | 2004-11-08 | RO | Automated trading services | 2004-11-08 | RO | Dealing in securities | 2004-11-08 |
| 2 | CORE PACIFIC-YAMAICHI CAPITAL LIMITED | RO | Advising on corporate finance | 2004-10-28 | RO | Advising on securities | 2004-10-28 | RO | Asset management | 2004-10-28 | RO | Dealing in securities | 2004-10-28 |
| 3 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | RO | Advising on futures contracts | 2004-11-08 | RO | Asset management | 2004-11-08 | RO | Dealing in futures contracts | 2004-11-08 |
| 4 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | RO | Advising on corporate finance | 2004-11-08 | RO | Advising on securities | 2004-11-08 | RO | Asset management | 2004-11-08 | RO | Automated trading services | 2004-11-08 | RO | Dealing in securities | 2004-11-08 |
| 5 | MANRISE LIMITED (d2007-05-02) | RO | Advising on securities | 2004-11-08 | RO | Asset management | 2004-11-08 | RO | Automated trading services | 2004-11-08 | RO | Dealing in securities | 2004-11-08 |
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