Tsai, Julia Kai Ju 蔡凱茹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citadel Asia Limited | Rep | Asset management | 2008-07-04 | 2009-03-09 | Rep | Asset management | 2020-10-09 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2006-04-28 | 2008-05-02 |
| 3 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2006-04-28 | 2008-05-02 | Rep | Dealing in futures contracts | 2006-04-28 | 2008-05-02 |
| 4 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2006-04-28 | 2008-05-02 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Asset management | 2005-01-25 | Rep | Automated trading services | 2005-03-23 | Rep | Advising on corporate finance | 2006-03-18 | Rep | Advising on securities | 2006-03-18 | Rep | Dealing in securities | 2006-03-18 |
| 6 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2005-05-19 | 2006-03-18 | Rep | Advising on securities | 2005-05-19 | 2006-03-18 | Rep | Dealing in securities | 2005-05-19 | 2006-03-18 |
| 7 | SENRIGAN CAPITAL GROUP LIMITED | Rep | Asset management | 2009-09-01 | 2020-09-04 |
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